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IT Auditor

Advisor Group

This is a Full-time position in Las Vegas, NV posted August 10, 2022.

Internal Audit Opportunity in Financial Services IT Auditor Preferred Location(s): 12325 Port Grace Boulevard, La Vista, NE 68128 10 Exchange Place, Jersey City, NJ 07302 Accepting qualified candidates in all locations and remote Summary: The IT Auditor works with internal audit, business and IT Management to plan and perform basic to complex internal and enterprise-wide IT, operational and regulatory audits.

This responsibility includes performing internal audits of the development life cycle, cyber security procedures and third party risk management.

Additional responsibilities of the IT Auditor include: Identifying control deficiencies, assessing exposure and significance, proposing cost effective recommendations and preparing internal audit reports reflecting the results of the work performed.

Our IT Auditor may also perform follow-up on the status of outstanding audit issues.

Why Advisor Group?

Competitive salary and annual bonus paid based on performance Generous time off package, including paid time off, paid holidays, and paid time to volunteer in the community Immediate access to extensive benefits package that includes medical, dental and vision coverage, basic life insurance, long and short-term disability coverage and much more 401(k) match from day one of employment Referral bonuses if we hire your referred applicants to our open positions An enriching and engaging career in financial services – our employees overwhelmingly report that they find meaning and purpose in their day to day work Executive leader access and interaction in all our locations due to flat structure, open office environments, town halls and speed mentoring events Responsibilities: Conduct IT risk assessment by understanding business objectives, internal controls, enabling technology and IT infrastructure.

Perform audit work over various technologies utilized by the company and various IT functions.

Assess both the design and operating effectiveness of internal controls Prioritize and assist in scheduling audit tests to be performed, and interact with auditees to obtain the necessary information Contribute to identification of department operational efficiencies and changes in auditing operations Evaluate controls designed to prevent or detect fraud, including management override of controls Prepare and present findings as needed Communicate audit results and recommendations both orally and in writing to the management Schedule and conduct presentations at meetings with auditees and management as needed Participate in audit teams and department committees Acquire additional knowledge of regulations and emerging technologies All other duties as assigned Education Requirements: Bachelor’s degree preferred, high school diploma (or equivalent) in combination with significant experience will be considered in lieu of degree.

Minimum of high school diploma or equivalent is required.

Basic Requirements: 2 years’ experience of experience in information systems auditing Ability to travel Excellent analytical skills Ability to resolve problems and make decisions independently Excellent verbal and written communications Skilled in operating personal computer and various software packages (Microsoft Office, Outlook, Excel, etc.) Experience with ACL, Power BI or other data analytics software preferred Preferred Requirements: CRISC, CISA, CISSP, CRISC, CIA, CISM, CGEIT, or other relevant certification Knowledge of FINRA, SEC and compliance rules and regulations Knowledge of cybersecurity and IT infrastructure 2 years previous financial services industry or audit experience Be A Part Of The Team Behind Our Success At Advisor Group, we support financial professionals across the nation, the people who help everyday Americans achieve their dreams.

We’re a billion-dollar business with the mentality and drive of a startup.

Join us in building something special.

Equal Opportunity Employer Advisor Group is an equal opportunity employer.

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law.

Eligibility Applicants for employment in the US must have valid work authorization that does not now and/or will not in the future require sponsorship of a visa for employment authorization in the US by Advisor Group.

Unqualified Applications Advisor Group does not consider applications from candidates who do not meet the minimum qualifications stated in the job posting.

Recruiting Agencies Advisor Group only accepts candidates from contracted recruiting firms and only for searches approved prior to submissions.

Fees will not be paid for unsolicited submissions.